Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

…

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

…

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

…

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 12.2 Adequacy of liquidity resources

LR 10.8 Miscellaneous

EG 2.9 FCA guidance and supporting materials

MAR 8.2 Requirements for benchmark submitters

PERG 14.4A Activities relating to regulated sale and rent back agreements

PERG 2.2 Introduction

EG 19.9 Electronic commerce activity directions: the FCA’s policy

LR 7.2 The Listing and Premium Listing Principles

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SYSC 21.1 Risk control: guidance on governance arrangements

IFPRU 11.5 Intra-group financial support

FEES 4.1 Introduction

GEN 4.3 Letter disclosure

FEES App 1.1 Introduction

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

SUP 8.3 Applying for a waiver

LR 5.3 Requests to cancel or suspend

REC 2A.3 Guidance on RAP recognition requirements

REC 4.2 The supervisory relationship with UK recognised bodies