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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

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IFPRU 10.3 Countercyclical capital buffer

As Published: 2014

IFPRU 10.3 Countercyclical capital buffer

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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LR 11.1 Related party transactions

ICOBS 3.2 E-Commerce

BIPRU 8.6 Consolidated capital resources

REC 3.6 Constitution and governance

PERG 5.4 The business test

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

DEPP 6.5A The five steps for penalties imposed on firms

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

SUP 7.1 Application and purpose

INSPRU 1.2 Mathematical reserves

PERG 8.5 In the course of business

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REC 6.5 FCA decision on recognition

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading