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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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PR App 3.1

RCB 3.3 Asset pool notifications

SUP 15A.1 Application and notifications under EMIR

PERG 8.33 Introducing

PERG 4.14 Mortgage activities carried on by professional firms

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BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy