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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees