Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

…

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

…

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

…

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

…

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 19.7 The Open-Ended Investment Companies Regulations 2001

SUP 5.6 Confidential information and privilege

APER 1.2 Purpose

SUP 8.2 Introduction

INSPRU 8.4 Capacity Transfer Market

LR 15.2 Requirements for listing

REC 2.15 Discipline

PERG 13.7 The territorial application of MiFID

SUP 1A.2 Introduction

SYSC 4.9 Handover procedures and material

FEES 6.7 Payment of levies

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy