Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

RCB 3.3 Asset pool notifications

SUP 15A.1 Application and notifications under EMIR

FEES App 1 Annex 2 Further information on fees

REC 3.17 Inability to discharge regulatory functions

REC 3.21 Criminal offences and civil prohibitions

CREDS 2.1 Application and purpose

PERG 8.34 The business test

REC 6.1 Introduction and legal background

REC 2.16 Complaints

DISP 4.2 Standard terms

LR 14.2 Requirements for listing

REC 2.7 Access to facilities

DTR 2.2 Disclosure of inside information

SYSC 10.1 Application

SUP 1A.3 The FCA's approach to supervision

LR 5.2 Cancelling listing

SUP 17.2 Making transaction reports

FEES 9.2 PSR fees

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy