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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers