Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

…

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 4.18 Regulated activities related to mortgages: flowchart

REC 6.1 Introduction and legal background

COND 2.2 Location of offices

PERG 14.4A Activities relating to regulated sale and rent back agreements

PR 5.5 Persons responsible for a prospectus

PRIN 4.1 Principles: MiFID business

SUP 10A.9 Significant management functions

PERG 12.5 Financial promotion issues

LR 3.4 Debt and other securities

MAR 4.3 Support of the Takeover Panel's Functions

MCOB 8.6A Execution-only sales

COLL 2.1 Authorised fund applications

IPRU-INV 2.1 APPLICATION

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

PERG 13.5A Child trust funds and MiFID

EG App 3.1 The FCA

SYSC 7.1 Risk control

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy