Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

…

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

…

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

…

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

…

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 5.1 Application and purpose

SUP 5.6 Confidential information and privilege

IFPRU 8.1 Prudential consolidation

CASS 7.19 Clearing member client money sub-pools

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 6.5 Ending authorisation

SUP 3.2 Purpose

FEES 11.1 Application, purpose and background

CASS 7.10 Application and purpose

SUP 6.2 Introduction

SYSC 12.1 Application

PERG 2.11 Persons who are exempt for credit-related regulated activities

RCB 2.2 Applying for registration

PERG 9.7 The investment condition: the 'reasonable investor'