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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

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DISP App 3.2 The assessment of a complaint

As Published: 2010

DISP App 3.2 The assessment of a complaint

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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PERG 4.10 Exclusions applying to more than one regulated activity

RCB 3.2 Annual confirmations of compliance and asset pool monitor

REC 5.2 Application process

PR 3.2 Filing and publication of prospectus

COBS 2.4 Agent as client and reliance on others

DTR 8.5 Supervision of primary information providers

EG 19.30 The Mortgage Credit Directive Order

SUP 15.11 Notification of COCON breaches and disciplinary action

LR 17.3 Requirements with continuing application

CASS 7.15 Records, accounts and reconciliations

CONC 7.7 Application of interest and charges

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy