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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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