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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

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COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

PERG 8.14 Other financial promotions

PERG 2.6 Specified investments: a broad outline

PERG 8.12 Exemptions applying to all controlled activities

SYSC 10.1 Application

COBS 2.3 Inducements

COLL 5.2 General investment powers and limits for UCITS schemes

COBS 6.1A Adviser charging and remuneration

COBS 6.2A Describing advice services

PERG 2.7 Activities: a broad outline

COBS 11.2 Best execution

COBS 4.10 Systems and controls and approving and communicating financial promotions

COBS 6.1 Information about the firm and compensation information

COBS 4.7 Direct offer financial promotions

COBS 14.2 Providing product information to clients

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COBS 9.4 Suitability reports

COBS 4.1 Application

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

COBS 4.6 Past, simulated past and future performance