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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

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SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

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Similar To

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

SUP 10A.17 Further questions

CREDS 2.2 General provisions

LR 8.7 Supervision of sponsors

COBS 6.3 Disclosing information about services, fees and commission

DISP 1.1 Purpose and application

PR 3.1 Approval of prospectus

SUP 14.2 Changes to branch details

SUP 13A.1 Application and purpose

SUP 13A.3 Qualifications for authorisation under the Act

EG 14.2 Choice of powers

COBS 11.2 Best execution

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading