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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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MCOB 5.8 Home purchase plans

As Published: 2006

MCOB 5.8 Home purchase plans

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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