Search Result

81 - 100 of 1637 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

…

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

…

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

…

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

…

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

…

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

…

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

…

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

…

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

…

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

…

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

…

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

…

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

…

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

…

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

…

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

…

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

…

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

…