Search Result

941 - 960 of 1313 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

…

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

…

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

…

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

…

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

…

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

…

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

…

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

…

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

…

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

…

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

…

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

…

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

…

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

…

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

…

EG 10.7 FCA costs

As Published: 2016

EG 10.7 FCA costs

…