Search Result

881 - 900 of 1681 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales