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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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PR App 1.1

As Published: 2005

PR App 1.1

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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