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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody