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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy