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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

PR App 1.1

As Published: 2005

PR App 1.1

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM