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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

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EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

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Similar To

DISP 3.3 Dismissal without consideration of the merits and test cases

LR 18.2 Requirements for listing

SUP 15.2 Purpose

LR 13.8 Other circulars

SUP 15.11 Notification of COCON breaches and disciplinary action

CASS 11.3 Responsibility for CASS operational oversight

SYSC 19D.2 General requirement

SYSC 19C.1 General application and purpose

SYSC 7.1 Risk control

LR 5.6 Reverse takeovers

SYSC 19A.1 General application and purpose

LR 9.5 Transactions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy