Search Result

361 - 380 of 1419 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 19.1 Application

As Published: 2005

LR 19.1 Application

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

EG 19.14 Money Laundering Regulations 2007

As Published: 2016

EG 19.14 Money Laundering Regulations 2007

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

LR 17.1 Application

As Published: 2005

LR 17.1 Application

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars