Search Result

241 - 260 of 1421 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver