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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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PERG 2.6 Specified investments: a broad outline

MCOB 4.11 Sale and rent back: advising and selling standards

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SUP 16.19 Immigration Act compliance reporting

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EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

SUP 10A.13 Application for approval and withdrawing an application for approval

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

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MCOB 6.9 Regulated sale and rent back agreements

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

FEES 9.2 PSR fees

PERG 13.7 The territorial application of MiFID

TC App 6.1 Accredited bodies

PERG 9.7 The investment condition: the 'reasonable investor'