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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

PR App 1.1

As Published: 2005

PR App 1.1

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research