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IPRU-INV 4.2 PURPOSE

As Published: 2015

IPRU-INV 4.2 PURPOSE

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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IFPRU 3.1 Base own funds requirement

As Published: 2014

IFPRU 3.1 Base own funds requirement

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

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COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

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BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

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IPRU-INV Annex A 1 INTRODUCTION

As Published: 2015

IPRU-INV Annex A 1 INTRODUCTION

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PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

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COBS 19.6 Restriction on charges in qualifying schemes

As Published: 2015

COBS 19.6 Restriction on charges in qualifying schemes

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MIPRU 4.2E Use of external credit assessments

As Published: 2015

MIPRU 4.2E Use of external credit assessments

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DTR 3.1

As Published: 2005

DTR 3.1

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IPRU-INV 4.2 PURPOSE

LR 12.5 Purchase of own securities other than equity shares

COBS 20.5 With-profits governance

DISP 3.7 Awards by the Ombudsman

COLL 11.1 Introduction

COBS 2.1 Acting honestly, fairly and professionally

IFPRU 3.1 Base own funds requirement

COBS 9.4 Suitability reports

PERG 9.2 Introduction

COBS 11.4 Client limit orders

BIPRU 14.3 Unsettled transactions

COBS 20.1 Application

BIPRU 14.4 Free deliveries

SUP 3.3 Appointment of auditors

PERG 16.8 Territorial scope

IPRU-INV Annex A 1 INTRODUCTION

PR 3.3 Advertisements

COBS 19.6 Restriction on charges in qualifying schemes

MIPRU 4.2E Use of external credit assessments

DTR 3.1