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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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COBS 2.4 Agent as client and reliance on others

BIPRU 3.7 Classification of off-balance-sheet items

BIPRU 13.7 Contractual netting

DISP 3.2 Jurisdiction

CASS 11.8 Client bank account acknowledgement letters

EG 18.1 Cancellation on the FCA’s own-initiative

EG 20.3 Decision making under the CCA Order

REC 4.2B Exercise of passport rights by a UK RIE

EG 5.2 When settlement decisions may take place

DEPP 2.2 Warning notices and first supervisory notices

LR 4.3 Approval and publication of listing particulars

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation