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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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