Search Result

781 - 800 of 1502 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

CONC 11.2 Right of withdrawal: P2P agreements

As Published: 2015

CONC 11.2 Right of withdrawal: P2P agreements

MCOB 4.6A Rolling-up of fees or charges into loan

As Published: 2012

MCOB 4.6A Rolling-up of fees or charges into loan

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2015

IPRU-INV 12.1 APPLICATION AND PURPOSE

MCOB 10A.2 APRC: mathematical formula and assumptions

As Published: 2016

MCOB 10A.2 APRC: mathematical formula and assumptions

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

CASS 11.8 Client bank account acknowledgement letters

As Published: 2014

CASS 11.8 Client bank account acknowledgement letters

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction