Search Result

61 - 80 of 1537 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations