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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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BIPRU 8.6 Consolidated capital resources

PR App 3.1

LR App 1.1 Relevant definitions

BIPRU 12.7 Liquid assets buffer

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

IFPRU 11.5 Intra-group financial support

IFPRU 11.3 Group recovery plans

BIPRU 12.6 Simplified ILAS

BIPRU 7.10 Use of a Value at Risk Model

COLL 6.8 Income: accounting, allocation and distribution

BIPRU 2.2 Internal capital adequacy standards

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

MAR 8.3 Requirements for benchmark administrators

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COBS 11.6 Use of dealing commission

LR 13.4 Class 1 circulars

PR 2.3 Minimum information to be included in a prospectus

SYSC 7.1 Risk control

DTR 4.2 Half-yearly financial reports

PERG 8.12 Exemptions applying to all controlled activities