Search Result

761 - 780 of 1438 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 2.3 Inducements

As Published: 2008

ICOBS 2.3 Inducements

IFPRU 10.5 Capital conservation plan

As Published: 2014

IFPRU 10.5 Capital conservation plan

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

LR 8.1 Application

As Published: 2005

LR 8.1 Application

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose