Search Result

701 - 720 of 1661 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

CONC 8.6 Changes to contractual payments

As Published: 2014

CONC 8.6 Changes to contractual payments

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking