Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

…

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

…

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

…

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

…

FEES 2.4 VAT

As Published: 2009

FEES 2.4 VAT

…

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 14.2 General issues

BIPRU 13.5 CCR standardised method

SUP 16.6 Compliance reports

SYSC 19D.1 Application and purpose

PRIN 3.2 What?

SUP 16.20 Submission of recovery plans and information for resolution plans

COBS 10.1 Application and purpose provisions

COBS 6.1F Using a platform service for arranging and advising

COBS 3.4 Retail clients

ICOBS 2.4 Record-keeping

CASS 9.2 Prime broker's daily report to clients

LR 1.6 Listing Categories