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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

SYSC 4.9 Handover procedures and material

As Published: 2015

SYSC 4.9 Handover procedures and material

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

As Published: 2014

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision