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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

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BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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COLL 8.1 Introduction

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

MAR 1.10 Statutory exceptions

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

SUP 15.9 Notifications by members of financial conglomerates

FEES 2.1 Introduction

FEES 6.5 Compensation costs

COBS 11.2 Best execution

SUP 16.15 Reporting under the Electronic Money Regulations

COBS 2.2 Information disclosure before providing services

PERG 15.2 General

BIPRU 1.1 Application

SUP 10C.3 General material about the definition of controlled functions

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 3.10 Liaison where other authorities have an interest

BIPRU 11.5 Technical criteria on disclosure: General requirements

FIT 2.1 Honesty, integrity and reputation

CONC 13.1 Application

SUP 21.1 Form of waiver for energy market participants