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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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CREDS 8.2 Reporting requirements

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

EG 4.14 Joint investigations with the PRA

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

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DISP 3.3 Dismissal without consideration of the merits and test cases

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

MAR 1.4 Unlawful disclosure

SYSC 19D.2 General requirement

LR 15.2 Requirements for listing

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures