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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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PERG 9.1 Application and Purpose

IFPRU 11.2 Individual recovery plans

LR 7.2 The Listing and Premium Listing Principles

COLL 8.3 Investor relations

COND 2.2 Location of offices

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

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CASS 7.15 Records, accounts and reconciliations

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LR 5.2 Cancelling listing

REC 4.6 The section 296 power to give directions

SYSC 4.4 Apportionment of responsibilities

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

BIPRU 12.2 Adequacy of liquidity resources

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

PERG 13.7 The territorial application of MiFID

EG App 3.3 SFO