Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

…

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

…

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

…

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

…

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 4.11 Record keeping: financial promotion

SUP 10A.15 References and accurate information

SUP 15.6 Inaccurate, false or misleading information

COLL 2.1 Authorised fund applications

COLL 7.6 Schemes of arrangement

COBS 18.11 Authorised professional firms

MCOB 3A.8 Sale and rent back financial promotions

MCOB 3A.3 Other general requirements for financial promotions

SYSC 5.1 Skills, knowledge and expertise

SUP 9.2 Making a request for individual guidance

COLL 6.7 Payments

REC 4.6 The section 296 power to give directions