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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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