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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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EG 6.3 Decisions against ECA providers

As Published: 2016

EG 6.3 Decisions against ECA providers

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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