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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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PR App 1.1

As Published: 2005

PR App 1.1

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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