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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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DEPP 2.2 Warning notices and first supervisory notices

PERG 8.37 AIFMD Marketing

REC 6.3 Recognition requirements

PR 2.5 Omission of information

EG 2.4 Case selection: Unauthorised business

SUP 12.5 Contracts: required terms

EG 7.1 The FCA’s use of sanctions

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COLL 11.2 Approval of a feeder UCITS

COLL 4.2 Pre-sale notifications

REC 4.1 Application and purpose

SUP 8.1 Application and purpose

DTR 4.4 Exemptions

DTR 6.1 Information requirements for issuers of shares and debt securities

EG 8.3 Use of the own-initiative powers in urgent cases

SYSC 4.4 Apportionment of responsibilities

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

LR 20.5 Disclosures

PERG 13.7 The territorial application of MiFID