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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

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DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

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COND 1.3 General

As Published: 2013

COND 1.3 General

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DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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