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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives