Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

…

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

…

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FIT 1.3 Assessing fitness and propriety

SUP 5.3 Policy on the use of skilled persons

DEPP 8.2 Use of the own-initiative variation of approval power: general

PERG 14.3 Activities relating to home reversion plans

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

DTR 8.2 Approval as a primary information provider

EG 9.9 The effect of the FCA’s decision to withdraw approval

SYSC 19D.3 Remuneration principles

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

SUP 1A.4 Tools of supervision

DISP 1.1 Purpose and application

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

EG 11.5 Other relevant powers

CASS 5.2 Holding money as agent of insurance undertaking

SUP 15.2 Purpose

LR 15.2 Requirements for listing

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

DEPP 6.7 Discount for early settlement