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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF