Search Result

141 - 160 of 1277 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

EG 19.24 Cross-Border Payments in Euro Regulations 2010

As Published: 2016

EG 19.24 Cross-Border Payments in Euro Regulations 2010

EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions