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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements